Broadridge Brings New Solutions to Strengthen Post-Trade Resilience

Broadridge Financial Solutions launched enhanced services and solutions for international post-trade processing. The new services focus on operational resilience and regulatory compliance to help financial firms meet global standards.  

Features of Broadridge’s Enhanced Solutions  

The target audience for the launch is banks and brokers already using Broadridge’s international post-trade solution. It also includes wider industry firms looking to improve in-house systems or enhance existing vendor solutions.

Specialized Professional Services  

• Tools to assess and validate risk frameworks and internal controls.  
• Analysis of risks from third-party systems and vendors.  
• Recommendations to strengthen operational risk management.  

High-Availability Recovery

• Back-up systems meet regulatory distance requirements.  
• Recovery times reduced from hours to minutes to ensure business continuity.  

Enhanced Cyber-Recovery Infrastructure  

• Secure, immutable storage ensures unalterable system copies.  
• Fast restoration of critical infrastructure, including operating systems, software, and data, after cyber incidents.

Shared Services Pricing Model  

• Reduces the cost of maintaining business continuity.  
• Ensures compliance with DORA and other operational resilience mandates efficiently.

Effects on Traders

The launch will have the following effects on traders and investors:  

Reduced Risk of Trading Disruptions  

Broadridge’s enhanced recovery capabilities ensure faster restoration of systems during outages. It reduces downtime and prevents trade disruptions. This stability helps traders and investors avoid losses caused by delayed trades or system failures.  

Increased Data Security

Critical trading data remains secure with immutable storage and advanced cyber-recovery solutions. Traders and investors can trust that their transactional data will remain intact, even after a cyber-attack.  

Compliance-Driven Market Confidence  

Compliance with regulations like DORA strengthens trust in financial firms. Investors are more likely to engage with firms demonstrating operational resilience. It reduces fear of fines, breaches, or reputational risks.  

Faster Post-Trade Processing  

The improved infrastructure allows banks and brokers to process trades more efficiently. This means quicker settlements for traders and fewer delays in portfolio adjustments.  

About Broadridge

Broadridge Financial Solutions provides technology and communication solutions for the financial services industry. It contributes to investor communication, proxy voting, and post-trade processing. The company also supports banks, brokers, and asset managers with tools that power capital markets and wealth management processes. Broadridge helps firms adapt to regulatory requirements and operational challenges. It aims to drive business transformation using advanced technologies.

Summing Up

Broadridge provides advanced solutions that support operational resilience and regulatory compliance. A timely review of systems and strategies is critical to avoid penalties and ensure continuity. 

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